May 19, 2023

Bonds 201: Securities Law

A review of the antifraud and other securities law requirements applicable to municipal bonds. Includes an update on recent Securities and Exchange Commission enforcement proceedings, and a refresher on compliance procedures. This session also is intended to satisfy compliance procedures that require periodic securities law training. (Stacey Lewis, Toby Tobler); May 18, 2023.

To view the presentation slides for our May 18, 2023, PacificaU sessions, Bonds 201: Securities Law, click here.